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CSI CSC1 Exam Syllabus Topics:
| Section | Objectives |
|---|---|
| Equity Securities | - Common and preferred shares
|
| Fixed Income Securities | - Debt instruments
|
| Canadian Financial Markets and Economic Environment | - Structure of capital markets and financial system
|
CSI Canadian Securities Course Exam 1 Sample Questions:
What is the main benefit for the investors when a company announces a stock spit?
- A. An increase in the shares' market price.
- B. An increase in the value of the shareholderstake
- C. An increase in the shares' affordability.
- D. An Increase in the proportion of the shareholder's stake.
Correct Answer: C 🗳️
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Which bend is the most volatile, assuming the same coupon rate and creditquality?
- A. Six-year bond with two years to maturity
- B. Five-year bond with four years to maturity.
- C. Ten-year bond with three years to maturity.
- D. Seven-yearbond with one year to maturity.
Correct Answer: C 🗳️
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What bestdescribes the liability of limited partners in a limited partnership?
- A. Their liability includes personal assets.
- B. Their liability is limited to their investment
- C. They are not liable for debts and losses incurred in business operations.
- D. They are liable only to the extent of the daily business activities they participate in.
Correct Answer: B 🗳️
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What is the action that the CentralBank takes to limitthe impact of increased foreign Interestrates on Interest rates in Canada?
- A. Decrease interest rate to balance the risk of rising inflation.
- B. Reduce Interest rales to reduce demand for borrowing.
- C. increase short-term interest rates to maintain the value of currency.
- D. Add a default premium to interest rates to protect lenders.
Correct Answer: C 🗳️
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What is thefirst step In determining the present valueof a bond with coupon payments?
- A. Determine the present value of the income stream from the bond s coupon payments.
- B. Determine the present value of the bond a principal to be received at maturity.
- C. Determine me appropriate discount rate
- D. Determine the appropriate compounding rate.
Correct Answer: C 🗳️
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