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ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7中文版) Sample Questions:
1. 年度風險評估包括固有風險、控制措施有效性和殘餘風險。固有風險被評估為“中等”,控制措施有效性“不盡如人意”。殘餘風險最可能的結論是什麼?
A) “高”,因為薄弱的控制會導致殘餘風險增加。
B) “中”,因為特定區域的風險結論可能會增加
C) “低”,因為控制措施會降低風險。
D) 中等,因為控制措施不足會導致殘餘風險保持不變。
2. 歐盟第六項反洗錢指令(6AMLD):
A) 將反洗錢監管範圍擴大至眾籌平台和職業足球俱樂部
B) 取消了歐盟委員會進行風險評估的要求
C) 加強與提交給中央受益所有權登記處的資料準確性相關的規定
D) 成立歐盟中央監管機構打擊洗錢
3. 哪種情況最能體現基於風險的反洗錢方法的有效實施?
A) 取消對長期客戶的監控
B) 對每個客戶應用相同的監控規則
C) 對高風險客戶和產品實施更嚴格的管控
D) 僅對低風險帳戶進行強化監控
4. 哪項行動最能體現持續的客戶盡職調查?
A) 僅在開戶時驗證一次身份
B) 在客戶入職後定期檢視客戶風險
C) 每年自動關閉帳戶
D) 完全忽略低價值交易
5. 哪些輔助部門或營運領域可以在支持大型組織的反洗錢和經濟制裁合規計畫方面發揮重要作用? (選三個。)
A) 行銷
B) 模型風險管理
C) 會計
D) 詐欺風險管理
E) 技術解決方案與 IT 安全
Solutions:
| Question # 1 Answer: A | Question # 2 Answer: C | Question # 3 Answer: C | Question # 4 Answer: B | Question # 5 Answer: C,D,E |



